Legal Information
The Financial Advisory and Intermediary Services Act, 2002
Bateleur Capital (Pty) Ltd (“Bateleur”) is an approved Discretionary Financial Services Provider (FSP No. 18123) with the Financial Sector Conduct Authority (“FSCA”) in terms of the Financial Advisory and Intermediary Services Act, 2002.
Bateleur is not authorised to and does not provide financial advice. All information provided on this website is not done with the intention of providing financial advice, and should not be relied upon as such, the purpose thereof is to provide you with factual information pertaining to the products and services offered by Bateleur. Bateleur does not provide financial advice, kindly seek the advice and/or services of an authorised independent financial advisor for professional financial and tax advice.
The FAIS Disclosure is available on request from funds@bateleurcapital.com.
The Collective Investment Schemes Control Act, 2002
Investors must make sure that they understand the nature of their choice of unit trust and that their investment objectives are aligned with those of the unit trust(s) they select.
Collective Investment Schemes in Securities (CIS) should be considered as medium to long-term investments. The value may go up as well as down and past performance is not necessarily a guide to future performance. CIS’s are traded at the ruling price and can engage in scrip lending and borrowing. A schedule of fees, charges and maximum commissions is available on request from the Manager. There is no guarantee in respect of capital or returns in a portfolio. A CIS may be closed to new investors in order for it to be managed more efficiently in accordance with its mandate. Performance has been calculated using net NAV to NAV numbers with income reinvested.
The unit trusts operate as white label funds under the Prescient Unit Trust and Hedge Fund Schemes and the Boutique Collective Investments Scheme which is governed by the Collective Investment Schemes Control Act.
Promotion of Access to Information Act
The Promotion of Access to Information Act, No. 2 of 2000 (PAIA) provides for the right to access information held by both private and public bodies once specific requirements as per the Act have been met. PAIA further requires bodies to develop a manual to assist in exercising the right to access to information.
Should you wish to exercise your right of access to information:
Conflicts of Interest Policy
In terms of the Financial Advisory and Intermediary Services Act all authorised financial services providers have to adopt and implement a Conflicts of Interest Policy.
For details about our conflict of interest management policy, click here.
Complaints
The financial services environment is complex. We will endeavour to address all reasonable requests from our clients, but may also refer you to a more appropriate facility. Where the complaint pertains to any aspect of our service, or any disclosures that ought to be made by us, we will endeavour to address those complaints in writing in accordance with our complaints policy.
The Complaints Policy is available on request from funds@bateleurcapital.com.